Nicholas Anthony Punzio

Current Employers

Employment History

• 04/2016 → 01/2023
  Fidelity Brokerage Services Llc
  Highland Park, IL
• 07/2018 → 01/2023
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 01/2023 → 12/2024
  Lpl Financial Llc
  Inverness, IL
• 01/2023 → Present
  Vestgen Advisors, Llc
  Inverness, IL
• 12/2024 → Present
  Private Client Services
  Inverness, IL

Previous Registrations

• 2018-07-13 → 2023-01-10
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2016-06-23 → 2018-07-13
  Strategic Advisers Llc
  Geneva, IL
• 2015-06-30 → 2016-04-28
  Wells Fargo Clearing Services, Llc
  Elgin, IL
• 2014-05-12 → 2015-07-01
  Associated Investment Services, Inc.
  Aurora, IL
  Elgin, IL
  Elgin, IL
• 2013-04-12 → 2014-04-16
  Td Ameritrade, Inc.
  Chicago, IL
• 2013-04-12 → 2014-04-16
  Td Ameritrade Investment Management, Llc
  Chicago, IL
• 2010-12-16 → 2011-05-05
  Zacks Investment Management, Inc.
  Chicago, IL
• 2009-02-24 → 2009-07-24
  John Hancock Investment Management Llc
  Downers Grove, IL
  Boston, MA
• 2008-10-10 → 2008-11-03
  Edward Jones
  St Louis, MO
  N Aurora, IL

Other Businesses

1) Private Client Services, Registered Representative, investment related, 12/2024, 10 hours per month, during trading hours. 2) VestGen Advisors. LLC. 1605 West Colonial Parkway, Inverness, IL 60067. RIA. 170 hrs/mo; 130 during trading hrs.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-08-16
• S66 Uniform Combined State Law Examination
  2008-09-26