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Dana Allyse Sorensen

Ubs Financial Services Inc.

Bloomfield Hills, MI

Birmingham, MI

CRD 5277405

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-13
MI RA APPROVED 2020-04-22
  • TX RA
    APPROVED_RES
    Since 2022-06-13
  • MI RA
    APPROVED
    Since 2020-04-22

Branch Locations

Bloomfield Hills, MI • United States

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Birmingham MI 01/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-27
  • S66 Uniform Combined State Law Examination
    2020-02-27
Other Names
  • Dana Allyse Sorensen
  • Dana Sorensen

View on SEC IAPD

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