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Allen Chi Ng

Charles Schwab & Co., Inc.

Jacksonville, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-05
FL RA APPROVED 2022-02-08
  • TX RA
    APPROVED_RES
    Since 2026-01-05
  • FL RA
    APPROVED
    Since 2022-02-08

Branch Locations

4853 Town Center Parkway, Jacksonville, FL 32246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Boca Raton FL 01/2007 09/2018
Td Ameritrade, Inc. Jacksonville Beach FL 02/2018 05/2024
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2023
Charles Schwab And Co., Inc. Jacksonville FL 01/2022 Present
Charles Schwab Bank, Ssb Jacksonville FL 07/2022 Present
  • 01/2007 → 09/2018
    Scottrade, Inc.
    Boca Raton, FL
  • 02/2018 → 05/2024
    Td Ameritrade, Inc.
    Jacksonville Beach, FL
  • 02/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2022 → Present
    Charles Schwab And Co., Inc.
    Jacksonville, FL
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Jacksonville, FL
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Jacksonville, FL
    Ponte Vedra Beach, FL
    Jacksonville, FL
  • 2018-02-28 → 2022-10-14
    Td Ameritrade, Inc.
    Ponte Vedra Beach, FL
    Jacksonville, FL
    Ponte Vedra Beach, FL
    Jacksonville, FL
  • 2017-07-20 → 2018-02-26
    Scottrade Investment Management
    Jacksonville Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-10
S63 Uniform Securities Agent State Law Examination 2008-07-29
  • S66 Uniform Combined State Law Examination
    2017-07-10
  • S63 Uniform Securities Agent State Law Examination
    2008-07-29

View on SEC IAPD

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