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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-03-08 |
Branch Locations
1013 Centre Rd Ste 229, Wilmington, DE 19805 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apw Capital, Inc. (Formerly Camas) | Rockaway | NJ | 06/2010 | 12/2019 |
| Compass Ion Advisors | W. Conshohocken | PA | 06/2010 | 03/2020 |
| Stonecrop Wealth Advisors, Llc | Chadds Ford | PA | 01/2020 | 01/2024 |
| Wells Fargo Advisors Financial Network, Llc | Wilmington | DE | 01/2024 | Present |
the name of the other business; Pinnacle Tournament Team Family Organization whether the business is investment-related; No the address of the other business; 2397 Heather Lane, Sanatoga PA 19464 the nature of the other business; To support the amateur karate athletes of Pinnacle Karate Institute in their endeavors for domestic and international competition. your position; title, or relationship with the other business; Founder and President the start date of your relationship; 1/2024 the approximate number of hours/month you devote to the other business; 20 hours the number of hours you devote to the other business during securities trading hours; 0 hours and briefly describe your duties relating to the other business; Organizing the non profit, filing for tax exempt status, instituting bylaws and a board of directors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-22 |
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