Austin H Hwang

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-03-22
CA	RA	APPROVED	2009-04-17

Branch Locations

510 E 96Th St Global Human Resources- The Academy, Indianapolis, IN 46240 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pasadena	CA	11/2008	Present
Bank Of America, N.A.	Pasadena	CA	11/2011	Present

11/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA
11/2011 → Present

Bank Of America, N.A.

Pasadena, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-15