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Thomas Francis Jones

Cerity Partners LLC

Alpharetta, GA

New York, NY

CRD 5277134

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Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-23
CA RA APPROVED 2023-03-02
  • GA RA
    APPROVED
    Since 2023-03-23
  • CA RA
    APPROVED
    Since 2023-03-02

Branch Locations

13010 Morris Road Suite 650, Alpharetta, GA 30004 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gamble Jones Investment Counsel Pasadena CA 06/1999 02/2023
Cerity Partners Llc New York NY 03/2023 Present
  • 06/1999 → 02/2023
    Gamble Jones Investment Counsel
    Pasadena, CA
  • 03/2023 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2008-06-13 → 2023-09-14
    Gamble Jones Investment Counsel
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-12
  • S65 Uniform Investment Adviser Law Examination
    2008-06-12
Other Names
  • Thomas F Jones

View on SEC IAPD

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