Best Investors Account Sign in

Pamela Jeanne Prescott

Raymond James & Associates, Inc.

Richmond, VA

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-01-14
  • VA RA
    APPROVED
    Since 2026-01-14

Branch Locations

5820 Patterson Ave. Suite 100, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Richmond VA 08/2015 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 12/2025
Raymond James & Associates, Inc. Richmond VA 01/2026 Present
Previous Registrations
Other Businesses

Pugh | Not investment related | 3000 Libby terrace, Richmond, VA 23223 | POA for father | Started 06/01/2024 | 1 hour per month devoted | 1 hour per month during trading | I am listed as POA for my elderly father's accounts held at Wells Fargo Advisors.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-21
S63 Uniform Securities Agent State Law Examination 2007-07-09
  • S65 Uniform Investment Adviser Law Examination
    2012-05-21
  • S63 Uniform Securities Agent State Law Examination
    2007-07-09
Other Names
  • Pamela Jeanne Pugh
  • Pamela Jeanne Maddox

View on SEC IAPD

Other Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

More in Richmond, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor