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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-01-14 |
Branch Locations
5820 Patterson Ave. Suite 100, Richmond, VA 23226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 12/2025 |
| Raymond James & Associates, Inc. | Richmond | VA | 01/2026 | Present |
Pugh | Not investment related | 3000 Libby terrace, Richmond, VA 23223 | POA for father | Started 06/01/2024 | 1 hour per month devoted | 1 hour per month during trading | I am listed as POA for my elderly father's accounts held at Wells Fargo Advisors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-09 |
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