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James Alfred Oliver

Wells Fargo Clearing Services, LLC

Melville, NY

Old Greenwich, CT

Purchase, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-06
TX RA APPROVED 2025-01-10
CT RA APPROVED 2016-03-01
  • NY RA
    APPROVED
    Since 2026-07-06
  • TX RA
    APPROVED
    Since 2025-01-10
  • CT RA
    APPROVED
    Since 2016-03-01

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

190 Sound Beach Ave, Old Greenwich, CT 06870 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Greenwich CT 03/2016 11/2016
Wells Fargo Clearing Services, Llc Greenwich CT 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-18
  • S66 Uniform Combined State Law Examination
    2007-09-18
Other Names
  • James A Oliver
  • James Alfred Oliver
  • James Alfred Oliver

View on SEC IAPD

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