Cathy Hall Couch

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 08/2017
  Wfg Investment Inc
  Dawsonville, GA
• 08/2017 → 11/2025
  Dempsey Lord Smith, Llc
  Rome, GA
• 11/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2025 → 03/2026
  Dempsey Lord Smith, Llc
  Rome, GA
• 11/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2026-01-06 → 2026-04-03
  Dempsey Lord Smith, Llc
  Rome, GA
  Rome, GA
• 2017-08-30 → 2025-12-31
  Dempsey Lord Smith, Llc
  Rome, GA
  Dawsonville, GA
  Calhoun, GA
  Gainesville, GA
  Gainesville, GA
• 2010-03-31 → 2017-08-25
  Wfg Advisors, Lp
  Dawsonville, GA

Other Businesses

1) DAWSON COUNTY HUMANE SOCIETY RESALE SHOP, 6575 Happy Hollow Trail, Gainesville GA 30506, United States, 01/01/2021, Bookkeeper, bank recs, enter checks, pay sales tax, etc., Accounting/Bookkeeping/Payroll Services, NIR, 8 HR/MO - 1 HR/MO TRADING 2) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 11/21/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2008-10-29

Other Names

• Cathy Vivian Hall
• Cathy H Couch