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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-11 |
| NY | RA | APPROVED | 2024-10-14 |
| TX | RA | APPROVED | 2024-10-14 |
Branch Locations
100 Corporate Pkwy Ste 320, Buffalo, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Cheektowaga | NY | 12/2006 | 06/2019 |
| Foresters Advisory Services | Cheektowaga | NY | 08/2012 | 06/2019 |
| Elizabeth Thuman | Eden | NY | 02/2013 | Present |
| Gerber Life | White Plains | NY | 06/2018 | 07/2018 |
| Cetera Investment Advisers Llc | Cheektowaga | NY | 06/2019 | 10/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | 10/2024 |
| Osaic Wealth, Inc. | Amherst | NY | 10/2024 | Present |
1. RENTAL PROPERTY 100% OWNER 2. NOVA WEALTH, DBA, 60% OWNER 3. ELIZABETH EVANISKO - INSURANCE PRODUCER POSITION: Insurance Producer NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2007 ADDRESS: 100 Corporate Parkway, Suite 320, Amherst NY 14226, United States DESCRIPTION: Assist clients with obtaining insurance quotes and options. 4. ELIZABETH EVANISKO - LANDLORD POSITION: Owner/Landlord NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 2950 East Church Street, Eden NY 14057, United States DESCRIPTION: Landlord duties 5. NOVA WEALTH LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/17/2022 ADDRESS: 100 Corporate Parkway, Suite 320, Amherst NY 14226, United States DESCRIPTION: Nova Wealth is the team name for which business with Osaic will be done under
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-07 |
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