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Inactive

Scott A. Brokke

Mariner Wealth

Overland Park, KS

CRD 5276633

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Employer firm

Mariner Wealth CRD 289886

Reported services (Item 5G)

  • REFERRAL OF PROSPECTIVE CLIENTS TO MARINER

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner Wealth

5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-08-21
NE RA APPROVED 2020-08-17
  • KS RA
    APPROVED
    Since 2020-08-21
  • NE RA
    APPROVED
    Since 2020-08-17

Branch Locations

5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Honkamp Krueger Financial Services, Inc. Dubuque IA 01/2007 06/2020
Mcfarlin & Brokke, P.C. Omaha NE 12/1985 Present
Mariner Wealth Advisors-Ic, Llc Overland Park KS 07/2020 Present
  • 01/2007 → 06/2020
    Honkamp Krueger Financial Services, Inc.
    Dubuque, IA
  • 12/1985 → Present
    Mcfarlin & Brokke, P.C.
    Omaha, NE
  • 07/2020 → Present
    Mariner Wealth Advisors-Ic, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

MCFARLIN & BROKKE, P.C.; OMAHA,NE; ACCOUNTANT/PARTNER; NOT INVESTMENT RELATED; DECEMBER 1985; 160 HOURS/MONTH AND DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-01
  • S65 Uniform Investment Adviser Law Examination
    2006-11-01

View on SEC IAPD

Nearby Firms

MARINER
MARINER INDEPENDENT
MARINER

Nearby Investors

ALANA DENNEY SCOTT
MARK RICHARD VLASIC
MATTHEW DOUGLAS FISHER

Nearby Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS

More in Overland Park, KS

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