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Katherine Elizabeth Breitenstein

Ameriprise Financial Services, LLC

Miamisburg, OH

Kettering, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-03-25
  • OH RA
    APPROVED
    Since 2019-03-25

Branch Locations

10050 Innovation Dr Ste 310, Miamisburg, OH 45342-4933 • United States

Kettering, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Beavercreek OH 11/2011 11/2016
The O.N. Equity Sales Company Cincinnati OH 11/2016 04/2017
Ameriprise Financial Services, Inc Miamisburg OH 08/2017 03/2020
Unemployed/Homemaker Kettering OH 04/2017 08/2017
Ameriprise Financial Services, Llc Miamisburg OH 03/2020 Present
  • 11/2011 → 11/2016
    Ameriprise Financial Services, Inc.
    Beavercreek, OH
  • 11/2016 → 04/2017
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 08/2017 → 03/2020
    Ameriprise Financial Services, Inc
    Miamisburg, OH
  • 04/2017 → 08/2017
    Unemployed/Homemaker
    Kettering, OH
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Miamisburg, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-26
  • S66 Uniform Combined State Law Examination
    2009-02-26
Other Names
  • Katie Shipman
  • Katherine Elizabeth Shipman

View on SEC IAPD

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Other Investors

JOSEPH SAMUEL ZAIDAIN
LAKSHYA ARORA
JOSEPH CARL FISHER
JONATHAN PAUL HLAVAC
LISA A BLOCK
DUANE JERROD GILLMAN
JAMES ROBERT ST.PIERRE
Wesley Gooding

Other Offices

SUMMIT FINANCIAL, LLC · MIAMISBURG, OH
EAGLE STRATEGIES LLC · MIAMISBURG, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Carrollton, OH
EVERHART ADVISORS · Miamisburg, OH
W&S BROKERAGE SERVICES, INC. · Miamisburg, OH
FIFTH THIRD SECURITIES, INC. · MIAMISBURG, OH
EDWARD JONES · WEST CARROLLTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Dayton, OH

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