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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Asset Management | Los Angeles | CA | 07/2011 | 06/2021 |
| Natixis Investment Managers | San Francisco | CA | 06/2021 | 03/2024 |
| Natixis Advisors, Llc | San Francisco | CA | 06/2021 | 03/2024 |
| Natixis Distribution, Llc | San Francisco | CA | 06/2021 | 03/2024 |
| Nuveen Securities, Llc | Los Angeles | CA | 06/2011 | 06/2021 |
| Nuveen Securities, Llc | Los Angeles | CA | 03/2024 | Present |
| Nuveen Asset Management Llc | Chicago | IL | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-18 |
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