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Andrea Giganti Brooklier

Nuveen Asset Management, LLC

Chicago, IL

CRD 5276564

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-04
  • IL RA
    APPROVED
    Since 2024-04-04

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Asset Management Los Angeles CA 07/2011 06/2021
Natixis Investment Managers San Francisco CA 06/2021 03/2024
Natixis Advisors, Llc San Francisco CA 06/2021 03/2024
Natixis Distribution, Llc San Francisco CA 06/2021 03/2024
Nuveen Securities, Llc Los Angeles CA 06/2011 06/2021
Nuveen Securities, Llc Los Angeles CA 03/2024 Present
Nuveen Asset Management Llc Chicago IL 03/2024 Present
  • 07/2011 → 06/2021
    Nuveen Asset Management
    Los Angeles, CA
  • 06/2021 → 03/2024
    Natixis Investment Managers
    San Francisco, CA
  • 06/2021 → 03/2024
    San Francisco, CA
  • 06/2021 → 03/2024
    Natixis Distribution, Llc
    San Francisco, CA
  • 06/2011 → 06/2021
    Nuveen Securities, Llc
    Los Angeles, CA
  • 03/2024 → Present
    Nuveen Securities, Llc
    Los Angeles, CA
  • 03/2024 → Present
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-18
  • S66 Uniform Combined State Law Examination
    2007-12-18
Other Names
  • Andrea Marie Giganti
  • Andrea Marie Brooklier
  • Andrea G Brooklier

View on SEC IAPD

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