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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-03-31 |
Branch Locations
Bondurant, IA • United States
600 Portland Avenue South, Minneapolis, MN 55415 • United States
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-11-10 |
Branch Locations
4321 N Ballard Rd, Appleton, WI 54919-0001 • United States
Bondurant, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Des Moines | IA | 03/2016 | 10/2021 |
| Principal Life Insurance Co | Des Moines | IA | 03/2016 | 10/2021 |
| Thrivent Financial | Appleton | WI | 11/2021 | Present |
| Thrivent Investment Management Inc | Appleton | WI | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-23 |
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