Michael James Matsuura

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-02-06

MN RA
APPROVED

Since 2014-02-06

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Minneapolis, MN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	01/2007	03/2020
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	Present

01/2007 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-11-22
S63	Uniform Securities Agent State Law Examination	2007-02-16

S65 Uniform Investment Adviser Law Examination

2011-11-22
S63 Uniform Securities Agent State Law Examination

2007-02-16

Other Names

Mike Matsuura

View on SEC IAPD