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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-01-29 |
| TX | RA | APPROVED_RES | 2021-01-29 |
Branch Locations
380 Hurricane Lane #201, Williston, VT 05495 • United States
Williston, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 12/2009 | 01/2021 |
| Penn Mutual Life Ins Co | Horsham | PA | 01/2021 | Present |
| Lpl Financial, Llc | South Burlington | VT | 01/2021 | Present |
1)01/2016 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - PASTORE FINANCIAL GROUP - 50% - INVESTMENT RELATED - SOUTH BURLINGTON, VT 05403 2)09/2006 - NON-VARIABLE INSURANCE - PASTORE FINANCIAL GROUP - 50% - INVESTMENT RELATED - SOUTH BURLINGTON, VT 05403 3) 05/05/2023 - Pinnacle Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/11/2023 - 120 Hours Per Month/120 Hours During Securities Trading 4) 04/03/2024 - Snowycreek Chalet - Real Estate Rental - Investment Related - Stowe, VT - Start Date 01/01/2022 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-09-23 |
| S65 | Uniform Investment Adviser Law Examination | 2007-07-13 |
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