Philip Nathaniel Howe

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 11/2021
  Ameriprise Financial Services Inc
  Melville, NY
• 11/2021 → Present
  Prudential Insurance Company Of America
  Huntington, NY
• 11/2021 → 11/2024
  Pruco Securities, Llc.
  Huntington, NY
• 03/2017 → 05/2018
  Mml Investors Services, Llc
  Bayshore, NY
• 07/2016 → 05/2018
  Massachusetts Mutual Life Insurance Company
  Bayshore, NY
• 09/2008 → 05/2018
  Metlife Securitie Inc
  Garden City, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Huntington, NY

Previous Registrations

• 2021-11-22 → 2024-11-14
  Pruco Securities, Llc.
  Melville, NY
  Melville, NY
  Huntington, NY
• 2021-04-16 → 2021-11-26
  Ameriprise Financial Services, Llc
  Melville, NY
  Hauppauge, NY

Other Businesses

1)09/17/2024-Philip Howe-Non-Variable Insurance Commission Trails-term conversion of BrightHouse term to BrightHouse whole life for one client that was uninsurable for new coverage with any other carrier-Melville, NY- INV related-start date-08/18/2023- 0 HRS/MTHS- 0 during trading 2)09/19/2024-RG Group-Registered Investment Advisor-Financial Planner-Melville, NY- INV related-star date-04/01/2024- 180 HRS /MTHS- 180 HRS during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-03-27

Other Names

• Philip Nathaniel Howe
• Philip N Howe