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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-11 |
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2021-03-08 |
| TX | RA | APPROVED_RES | 2021-03-08 |
Branch Locations
One Penn Plaza 43Rd Floor, New York, NY 10119 • United States
150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 10/2014 | 09/2018 |
| Bank Of America, N.A. | Florham Park | NJ | 10/2014 | 09/2018 |
| Bronfman E.L. Rothschild Capital, Llc | New York | NY | 09/2018 | 03/2020 |
| Bronfman E.L. Rothschild L.P. | New York | NY | 09/2018 | 03/2020 |
| Morgan Stanley Smith Barney Llc | New York | NY | 03/2021 | Present |
| Cornerstone Capital Group | New York | NY | 03/2020 | 02/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2021 | Present |
*676128- Westfield NJ Green Team; Investment related: No; Wesftield, New Jersey; Government; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 5; Volunteer advisment on environmental sustainablity and park maintenenace
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-11 |
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