Best Investors
Account
Sign in
Best Investors
Account
Sign in
Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-10-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Denver | CO | 11/2015 | 01/2019 |
| Facet Wealth | Washougal | WA | 01/2020 | 02/2021 |
| Facet Wealth | Wealth | MD | 01/2020 | 02/2021 |
| Td Ameritrade | Portland | OR | 01/2019 | 01/2020 |
| Td Ameritrade | Porttland | OR | 02/2021 | 03/2022 |
| Charles Schwab & Co., Inc. | Vancouver | WA | 10/2021 | Present |
| Charles Schwab Bank, Ssb | Vancouver | WA | 10/2021 | Present |
1) Great Western Petroleum, LLC | Investment Related:No|1775 Sherman Street, Suite 3000|Denver|CO|80203|USA|Other|Lessor|7/1/2013|Less than 20|0|I own mineral rights in Colorado. I'm a passive leassor and this take absolutely zero hours of my time. I simply collect monthly royalties, typically in the area of $400 / month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-13 |
Reach out to this advisor