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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-01-25 |
Branch Locations
1819 Main Street Suite 600, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | Sarasota | FL | 07/2011 | 12/2016 |
| Raymond James Financial Services, Inc. | Sarasota | FL | 12/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Sarasota | FL | 01/2017 | Present |
(1)Name of Business: Main Street Financial Group Address: 1819 Main St Ste 600, Sarasota, FL, 34236, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/19/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered assistant
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-10 |
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