Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-13
MO RA APPROVED 2009-03-26
  • TX RA
    APPROVED
    Since 2021-12-13
  • MO RA
    APPROVED
    Since 2009-03-26

Branch Locations

2342 Technology Drive Suite 300, O'FAllon, MO 63368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emmis Communications Saint Louis MO 02/2005 03/2018
Stifel, Nicolaus & Company, Incorporated Saint Peters MO 01/2007 Present
Other Businesses

Epic STL, LLC; 401 S 18th St, Ste 100, Saint Louis, MO 63103; Radio station; On Air Personality; Hosting talk radio shows; 10/15/2021; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-23
  • S66 Uniform Combined State Law Examination
    2008-12-23
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in O'fallon, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor