Rishi Dev Anand

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 08/2019
  Morgan Stanley
  Pittsburgh, PA
• 06/2016 → 12/2016
  Independent Contractor
  Pittsburgh, PA
• 12/2016 → 08/2019
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 08/2019 → 11/2022
  Janney Montgomery Scott Llc
  Pittsburgh, PA
• 11/2022 → Present
  Lpl Financial Llc
  Seven Fields, PA

Previous Registrations

• 2019-08-19 → 2022-11-14
  Janney Montgomery Scott Llc
  Pittsburgh, PA
• 2017-02-22 → 2019-08-21
  Morgan Stanley
  Pittsburgh, PA

Other Businesses

1- 01/2011 / Real Estate Rental / INVESTMENT RELATED / 410 Fairmont Drive, Warrendale, PA 15086 2- 11/2022 / Sage Wealth Advisory / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / SEVEN FIELDS, PA

Exams

• S66 Uniform Combined State Law Examination
  2017-02-22
• S63 Uniform Securities Agent State Law Examination
  2011-09-26

Other Names

• Rishi Dev Anand
• Rishi Anand
• Rishi D Anand