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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-15
  • FL RA
    APPROVED
    Since 2021-11-15

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates St Petersburg FL 07/2016 Present
  • 07/2016 → Present
    Raymond James & Associates
    St Petersburg, FL
Previous Registrations
Other Businesses

1. Tour St. pete Address: St Petersburg, FL Nature of the Business: Business Owner Position/Title: Officer - CEO Investment Related:Yes Start Date: 09/08/2017 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 0 Description of duties: I just bought an Electric Bike Tour company. It is an LLC. I am the single owner.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-10
S63 Uniform Securities Agent State Law Examination 2007-06-27
  • S65 Uniform Investment Adviser Law Examination
    2021-11-10
  • S63 Uniform Securities Agent State Law Examination
    2007-06-27

View on SEC IAPD

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