Robert Alan Martin

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 02/2020
  Raymond James & Associates, Inc.
  Memphis, TN
• 02/2014 → 03/2017
  Scottrade, Inc.
  Memphis, TN
• 02/2020 → 06/2022
  Raymond James & Associates, Inc.
  Memphis, TN
• 07/2022 → Present
  Ubs Financial Services.iNc
  Chattanooga, TN

Previous Registrations

• 2017-04-04 → 2022-07-12
  Raymond James & Associates, Inc.
  Memphis, TN
  Memphis, TN
  Memphis, TN
• 2017-02-07 → 2017-03-17
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-02-03
• S63 Uniform Securities Agent State Law Examination
  2009-04-10

Other Names

• Robert Martin
• Robert Alan Martin
• Robert A Martin