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Current Employers
Rossby Financial, Llc

2412 Irwin Street, Melbourne, FL 32901 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-10
MI RA APPROVED 2024-02-27
MD RA APPROVED 2024-02-23
TX RA APPROVED 2024-02-23
  • FL RA
    APPROVED
    Since 2024-04-10
  • MI RA
    APPROVED
    Since 2024-02-27
  • MD RA
    APPROVED
    Since 2024-02-23
  • TX RA
    APPROVED
    Since 2024-02-23

Branch Locations

1401 Mercantile Lane Suite 500-L, Upper Marlboro, MD 20774 • United States

2412 Irwin Street, Melbourne, FL 32901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Rockville MD 09/2015 11/2018
Mml Investors Services Rockville MD 10/2015 11/2018
Cambridge Investment Research, Inc. Fairfield IA 11/2018 02/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2018 02/2024
Private Client Services Upper Marlboro MD 02/2024 Present
Rossby Financial, Llc Upper Marlboro MD 02/2024 Present
  • 09/2015 → 11/2018
    Massmutual
    Rockville, MD
  • 10/2015 → 11/2018
    Mml Investors Services
    Rockville, MD
  • 11/2018 → 02/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2018 → 02/2024
    Fairfield, IA
  • 02/2024 → Present
    Private Client Services
    Upper Marlboro, MD
  • 02/2024 → Present
    Upper Marlboro, MD
Previous Registrations
Other Businesses

1) EViE FINANCIAL GROUP, 1401 Mercantile Lane, Suite 500-L, Upper Marlboro, MD 20774, 8/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 120 HR/MO, 120 HR/MO TRADING. 2) UPWORK, 441 LOGAN AVE, MOUNTAIN VIEW, CA, 12/2011, WRITER/EDITOR, MARKETING, NIR, 5 HR/MO, 0 HR/MO TRADING. 3) ONE WORLD EDUCATION, WASHINGTON, DC, 07/2023, BOARD MEMBER, NON PROFIT, NIR, 5 HR/MO, 0 HR/MO TRADING. 4) ROCK AND SWAY MEDIA, CAPITAL HEIGHTS, MD, 10/2023, 1099 CONTRACTOR, SPEAKING ENGAGEMENTS, NIR, 5 HR/MO, 0 HR/MO TRADING. 5) EViE FINANCIAL GROUP, 1401 Mercantile Lane, Suite 500-L, Upper Marlboro, MD 20774 2/2024, DOING BUSINESS AS OF NAME (DBA) FOR ADVISORY SERVICES OFFERED THROUGH ROSSBY FINANCIAL, LLC, INVESTMENT ADVISOR REPRESENTATIVE, INV REL, 0 HR/MO, 0 HR/MO TRADING. EViE FINANCIAL GROUP AND ROSSBY FINANCIAL, LLC ARE UNAFFILIATED FIRMS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-01
  • S66 Uniform Combined State Law Examination
    2008-12-01
Other Names
  • Melissa Bethann Horton

View on SEC IAPD

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