Lori Dean Frise

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-25
VA	RA	APPROVED	2009-01-02

TX RA
APPROVED_RES

Since 2021-01-25
VA RA
APPROVED

Since 2009-01-02

Branch Locations

Martinsville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc	Martinsville	VA	01/2008	Present
Raymond James Financial Services Advisors, Inc	Martinsville	VA	01/2009	Present
Access National Mortgage	Ashburn	VA	09/2006	11/2017
Jtb International And Global Advisory Group	Reston	VA	01/2016	01/2020
Coastal Lending Group	Ashburn	VA	02/2018	03/2021
Southern Oak Wealth Management, Llc	Martinsville	VA	01/2021	Present

01/2008 → Present

Raymond James Financial Services, Inc

Martinsville, VA
01/2009 → Present

Raymond James Financial Services Advisors, Inc

Martinsville, VA
09/2006 → 11/2017

Access National Mortgage

Ashburn, VA
01/2016 → 01/2020

Jtb International And Global Advisory Group

Reston, VA
02/2018 → 03/2021

Coastal Lending Group

Ashburn, VA
01/2021 → Present

Southern Oak Wealth Management, Llc

Martinsville, VA

Previous Registrations

2007-03-21 → 2007-09-10

Waddell & Reed

Vienna, VA

Other Businesses

(1) Name of Business: Address: 1165 Hunt Country Farms Rd., Martinsville, VA, 24112, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/23/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: managing AirBnB listing, communicating with guest (2) Name of Business: Frise Enterprises, LLC Address: 2456 Kings Mountain Rd., Martinsville, VA, 24112, United States Activity Type: Rental Real Estate Position/Title: Investment Related: No Start Date: 12/31/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3) Name of Business: N/A Address: 1165 Hunt Country Farms Rd., Martinsville, VA, 24112, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/31/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: rental property (4) Name of Business: Southern Oak Wealth Management, LLC Address: 33 Ellsworth St, Martinsville, VA, 24112-2811, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/12/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the LLC that I will use for tax purposes for my financial planning business. I do not hold this name out to the public.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-20

S66 Uniform Combined State Law Examination

2007-03-20

Other Names

Lori Dean Mcclure
Lori Dean Hall
Lori Dean Hall-Frise
Lori Dean Hall-Frise

View on SEC IAPD