Brian C Ginty

Current Employers

Employment History

• 12/2001 → 01/2022
  Vanderbilt Securities
  Woodbury, NY
• 05/2026 → Present
  Wells Fargo Advisors Financial Network, Llc
  Kingston, NY
• 01/2022 → 05/2026
  Osaic Wealth, Inc.
  Kingston, NY

Previous Registrations

• 2022-01-03 → 2026-05-28
  Osaic Wealth, Inc.
  Kingston, NY
  Kingston, NY
  New York, NY
• 2021-04-14 → 2022-01-04
  Vanderbilt Advisory Services
  Woodbury, NY
  Kingston, NY

Other Businesses

1. ULSTER FEDERAL CREDIT UNION POSITION: board member NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2021 ADDRESS: 127 Schwenk Drive, Kingston NY 12401, United States DESCRIPTION: member, Board of Directors 2. HUDSON VALLEY FINANCIAL SERVICES POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2006 ADDRESS: 325 Albany Avenue, Kingston NY 12401, United States DESCRIPTION: Financial advisor and tax preparation service 3. CGS PROPERTIES LLC POSITION: general partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/30/2016 ADDRESS: 1 Apple Lane, Highland NY 12528, United States DESCRIPTION: pay bills, bookkeeping 4. BRIAN C GINTY PROPERTIES LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2022 ADDRESS: 325 Albany Avenue, Kingston NY 12401, United States DESCRIPTION: Manage the commercial real estate property 5. HIGHLAND GIRLS LACROSSE POSITION: Coach NATURE: Girls lacrosse team INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2023 ADDRESS: 1 Apple Lane, Highland NY 12528, United States DESCRIPTION: Assistant coach for a girls lacrosse team HIGHLAND GIRLS LACROSSE; INV RELATED;HIGHLAND,NV; GIRLS LACROSSE. ; FOUNDER OR CO-FOUNDER; START DATE: 06/30/2026; 5 HRS PER MONTH; - HRS DURING TRADING; RENTAL PROPERTY - 38221 ANNA B STREET; INV RELATED;REHOBOTH BEACH,DE; RENTAL PROPERTY;34% OWNERSHIP; START DATE: 06/30/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING; RENTAL PROPERTY - 325 ALBANY AVENUE ; INV RELATED;KINGSTON,NY; COMMERCIAL RENTAL PROPERTY;100% OWNERSHIP; START DATE: 06/30/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING; CGS PROPERTIES LLC; INV RELATED;REHOBOTH BEACH,DE; VACATION RENTAL PROPERTY;100% OWNERSHIP; START DATE: 05/18/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING; GINTY PROPERTIES LLC; INV RELATED;KINGSTON,NY; COMMERCIAL PROPERTY;100% OWNERSHIP; START DATE: 05/18/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING;

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-06-20

Designations