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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 03/2015 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 03/2015 | 03/2019 |
| Woodbury Financial Services, Inc. | Columbus | NE | 03/2019 | 04/2019 |
| Securities America, Inc. | Columbus | NE | 04/2019 | 06/2024 |
| Securities America Advisors | Columbus | NE | 04/2019 | 06/2024 |
| Osaic Wealth, Inc. | Columbus | NE | 06/2024 | Present |
| Osaic Wealth, Inc. | Columbus | NE | 06/2024 | Present |
**DLTR Advisors Position: Partner Nature: Partnership formed for the purposes of obtaining financing for purchase of book of business Investment Related: Yes Hours: 1 Securities Trading Hours: 1 Start Date: 10/15/2015 Address: 2360 Pershing Road, Columbus NE 68601 **Rugged Rooster Inc. Position: President Nature: Rugged Rooster Inc. is for the purpose of fixed insurance business Investment Related: No Hours: 100 Securities Trading Hours: 60 Start Date: 02/10/2017 Address: 2360 Pershing Road, Columbus NE 68601 **Securities America Advisors (SAA) Position: Advisor Nature: Advisory Investment Related: Yes Hours: 100 Securities Trading Hours: 50 Start Date: 04/15/2019 Address: 2360 Pershing Road, Columbus NE 68601 **DBA - Owens Wealth Advisors **DUCKS UNLIMTED POSITION: volunteer NATURE: Volunteer Ducks Unlimited. Co-Chairman Platte Valley chapter. 1 of 2 signers on checks. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 09/10/2019 ADDRESS: 1 waterfowl way, Memphis TN 38120, United States DESCRIPTION: Fundraising for Ducks unlimited. Mostly for our annual event. **TODD VALLEY WETLANDS FOUNDATION POSITION: Vice President NATURE: Vice President of Todd Valley Wetlands Foundation. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/11/2022 ADDRESS: 13940 265th ave, Columbus NE 68601, United States DESCRIPTION: Assist in efforts for wetlands conservation **COLUMBUS GOLF ASSOCIATION POSITION: board member NATURE: On the board for our local golf course. Columbus Golf Association. I do not have access to the money or anything to do with handling the money. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/28/2023 ADDRESS: 327 S 5th street, Columbus NE 68601, United States DESCRIPTION: Helping improve the 2 public golf courses for adults and youth.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-23 |
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