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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-04-05
  • WA RA
    APPROVED
    Since 2022-04-05

Branch Locations

Sammamish, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Maple Valley WA 04/2013 10/2017
State Farm Insurance Maple Valley WA 04/2013 10/2017
State Farm Vp Management Corp Sammamish WA 10/2017 Present
State Farm Insurance Sammamish WA 10/2017 Present
State Farm Investment Management Corp. Sammamish WA 08/2018 06/2019
State Farm Investment Management Corp Sammamish WA 04/2022 Present
  • 04/2013 → 10/2017
    State Farm Vp Management Corp.
    Maple Valley, WA
  • 04/2013 → 10/2017
    State Farm Insurance
    Maple Valley, WA
  • 10/2017 → Present
    State Farm Vp Management Corp
    Sammamish, WA
  • 10/2017 → Present
    State Farm Insurance
    Sammamish, WA
  • 08/2018 → 06/2019
    Sammamish, WA
  • 04/2022 → Present
    Sammamish, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-03-22
  • S63 Uniform Securities Agent State Law Examination
    2007-03-22
Designations
  • Chartered Financial Consultant
Other Names
  • Luis Garza

View on SEC IAPD

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