Heather Dawn Johnson

Current Employers

Employment History

• 12/2006 → 08/2017
  Stifel Nicolaus
  Edina, MN
• 08/2017 → Present
  Rbc Capital Markets, Llc
  Edina, MN

Previous Registrations

• 2007-09-26 → 2017-08-25
  Stifel, Nicolaus & Company, Incorporated
  Minneapolis, MN
  Edina, MN

Other Businesses

(1) NAME OF ENTITY: n/a ADDRESS: n/a INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Husband is purchasing rental property 14738 84th Street NE Otsego, MN 55330 CAPACITY: Other START DATE: 12/21/22 DUTIES: none - not an owner but since we are married there is spousal interest HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Prepare + Prosper (partnering with the Minnesota Financial Planning Association & FFP) ADDRESS: 2610 University Ave W Suite 450 St. Paul, MN 55114 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Minnesota-based nonprofit working to improve the financial well-being of people CAPACITY: Other: Volunteers will work 1:1 with 1-3 clients per week during tax season and will provide financial guidance based on participant objectives, including but not limited to cash flow management, saving for retirement, investing, and managing inherited assets. START DATE: 01/17/2024 DUTIES: helping the kids out with decision making or questions. They own a property management company that will be running it. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Heather & Alec Johnson Rental Property ADDRESS: 5617 Dale AVE, Edina, MN, 55436 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate START DATE: 21/03/2025 CAPACITY: Owner DUTIES: Owner HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2007-09-25

Designations

Other Names

• Heather Dawn Withrow
• Heather Dawn Beran