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8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-07-19 |
Branch Locations
302 Innovation Drive Suite 310, Franklin, TN 37067 • United States
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern Venture Group | Nashville | TN | 09/2006 | 12/2017 |
| Woodbury Financial Services, Inc | Brentwood | TN | 07/2010 | 06/2017 |
| The O.N. Equity Sales Company | Cincinnati | OH | 06/2017 | 03/2021 |
| Ohio National Financial Services | Cincinnati | OH | 03/2017 | 04/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2021 | 07/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2021 | 07/2023 |
| United Advisor Group D/B/A Ascension Financial Partners | Brentwood | TN | 08/2010 | Present |
| Woodbury | St Paul | MN | 08/2010 | 06/2017 |
| Onesco | Cincinnati | OH | 06/2017 | 04/2021 |
| Cambridge | Fairfield | IA | 04/2021 | 07/2023 |
| United Advisor Group | Franklin | TN | 06/2023 | Present |
1) ASCENSION FINANCIAL PARTNERS/ Yes/ 302 Innovation Drive, Suite 310, Franklin, TN 37067/DBA/ PRESIDENT/ 08/02/10/ INV REL, 30 HR/WK- 30/TRADING HR. 2United Advisor Group d/b/a Ascension Financial Partners / Yes / 302 Innovation Drive, Suite 310, Franklin, TN 37067 / DBA / Managing Partner / 07.2010 / 40 hrsweek / 8 hrs. / mtgs relating to financial investment 3) Fixed insurance business / No / 302 Innovation Drive, Suite 310, Franklin, TN 37067/ fixed insurance / AgentSales / 11.2006 / 15 hrs / >1 hr / Insurance planning and management 4) PKS Financial / No / 302 Innovation Drive, Suite 310, Franklin, TN 37067/ fixed insurance /Agent / Sales / 11.2006 / 5 hrs / >1 hr / Insurance planning and management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-12 |
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