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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-21
MN RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2025-08-21
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

Redondo Beach, CA • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 07/2021 08/2023
Ameriprise Financial Minneapolis MN 02/2016 06/2021
Cetera Advisor Networks Llc El Segundo CA 08/2023 11/2024
Wealth Enhancement Group Plymouth MN 11/2024 Present
Wealth Enhancement Brokerage Services Plymouth MN 11/2024 Present
Wealth Enhancement Advisory Services Plymouth MN 11/2024 Present
  • 07/2021 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 02/2016 → 06/2021
    Ameriprise Financial
    Minneapolis, MN
  • 08/2023 → 11/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2024 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 11/2024 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 11/2024 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
  • S66 Uniform Combined State Law Examination
    2022-12-16

View on SEC IAPD

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