Rosana Hernandez

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2018
  John Hancock
  San Francisco, CA
• 11/2016 → 08/2018
  John Hancock Distributors Llc
  San Francisco, CA
• 08/2018 → 07/2020
  Voya Financial
  San Francisco, CA
• 09/2018 → 07/2020
  Voya Financial Partners, Llc
  San Francisco, CA
• 08/2020 → 06/2021
  Morgan Stanley
  San Francisco, CA
• 06/2021 → 10/2021
  Unemployed
  San Francisco, CA
• 11/2021 → 10/2022
  Common Cause Capital Llc
  San Francisco, CA
• 09/2024 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 11/2022 → 08/2024
  Common Cause Capital Llc
  San Francisco, CA
• 09/2024 → Present
  Capfinancial Securities, Llc.
  Raleigh, NC

Previous Registrations

• 2022-01-25 → 2022-10-31
  Common Cause Capital Llc
  San Francisco, CA

Other Businesses

Name: Financial Women of San Francisco, Not Investment Related, Address: San Francisco, CA 94111, Nature: Trade Association, Position/Title: Board of Directors, Start: 01/01/2026 Hours/Month: 12; Hours during Market Hours: 8, Duties: Co-Chair of Marketing Communications Committee

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-02-01
• S65 Uniform Investment Adviser Law Examination
  2021-10-15

Other Names

• Rosana Hernandez
• Rosana Hernandez Mata
• Rosana Hernandez-Mata