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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-10-25 |
| TX | RA | APPROVED | 2019-10-25 |
Branch Locations
7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States
Mullica Hill, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Mount Laurel | NJ | 05/2011 | 10/2019 |
| Bank Of America, N.A. | Mount Laurel | NJ | 03/2012 | 10/2019 |
| Wells Fargo Clearing Services Llc | Marlton | NJ | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-30 |
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