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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-08-08 |
| CA | RA | APPROVED | 2010-04-22 |
Branch Locations
5930 Granite Lake Dr Ste 170, Granite Bay, CA 95746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Orangevale | CA | 04/2010 | Present |
1. 12/02/2014 - Athene Annuity - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:11/18/2014 - 1 Hrs/Mth - 1 Hrs During Trading. 2. 05/20/2015 - Doterra- Wellness Advocate - Other - Doterra - Not Investment Related -Home Based - Start Date:05/01/2015 - 10 Hrs/Mth - 4 Hrs During Trading. 3. 10/21/2019 - Investment related - At reported business location(s) - Real Estate Rental - start date:11/01/2019 - 0 hrs/mo - 0 hrs during trading. 4. 11/18/2020 - Sentinel Security Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 11/16/2020 - 1 hrs/mo - 1 hrs during trading. 5.03/31/2021- Fidelity & Guaranty Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/01/2020 - 1 Hrs/Mth - 1 Hrs During Trading. 6. 10/30/2025- Aging Well of CA LLC- Other - Training & Education Program- INV Related- At Orangevale, CA- Start date 09/01/2024- 5 Hours Per Month- 5 Hours During Trading 7. 12/17/2025 - Midland National - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/15/2025 - 5 hours per month/ during trading 8. 01/15/2026 - OneAmerica Life Insurance - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/07/2026 - 1 hour per month/ during trading 9. 02/18/2026 - Insurance - Non-Variable Insurance - Outside Insurance Sales - Investment Related - At Reported Business Location(s) - Start Date 02/13/2026 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-26 |
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