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Jay P Fitz

Edward Jones

Stanley, NC

CRD 5272755

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-20
NC RA APPROVED 2026-04-27
  • TX RA
    APPROVED
    Since 2026-06-20
  • NC RA
    APPROVED
    Since 2026-04-27

Branch Locations

1172 S Nc 16 Business Hwy, Stanley, NC 28164 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc Charlotte NC 10/2015 10/2025
Lu La Rose Huntersville NC 02/2017 08/2021
Edward Jones St Louis MO 04/2026 Present
Waters Doctors Charlotte NC 10/2025 03/2026
  • 10/2015 → 10/2025
    The Vanguard Group Inc
    Charlotte, NC
  • 02/2017 → 08/2021
    Lu La Rose
    Huntersville, NC
  • 04/2026 → Present
    Edward Jones
    St Louis, MO
  • 10/2025 → 03/2026
    Waters Doctors
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-14
S63 Uniform Securities Agent State Law Examination 2012-08-24
  • S66 Uniform Combined State Law Examination
    2019-11-14
  • S63 Uniform Securities Agent State Law Examination
    2012-08-24
Other Names
  • Jay Fitz
  • Jay Patrick Fitz

View on SEC IAPD

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