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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-09-15 |
| TX | RA | APPROVED_RES | 2025-08-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.W. Cole Financial, Inc. | St. Pete | FL | 05/2010 | 11/2022 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 05/2010 | 11/2022 |
| Lpl Financial Llc | Cabot | AR | 11/2022 | 08/2025 |
| Rownd Asset Management | Cabot | AR | 01/2010 | 08/2025 |
| Ameriprise Financial Services, Llc | Little Rock | AR | 08/2025 | Present |
Business Ownership; rownd enterprises; Co-owner; holding company for my son's tech ventures; 601 greystone blvd, , cabot, AR, 72023; Not Investment-Related; 08/23/2021; 1 to 9 hours per month; 0 during trading hours / sowell rownd and associates; Owner; S corp that was used to conduct financial advisory business prior to ameriprise. will be closed after next tax season; 5002 madison ave, , jacksonville, AR, 72076; Investment-Related; 06/29/1995; 0 hours per month; 0 during trading hours. Board of Directors; Birthdays by Madi; board member; 601 greystone blvd, , cabot, AR, 72023; Not Investment-Related; 08/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-23 |
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