Carl David King

Employer firm

Invesco Advisers, Inc. CRD 105360

$750B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
IA TO CANADIAN REGISTERED MUTUAL FUNDS; PORTFOLIO MANAGEMENT FOR PRIVATE FUNDS

From the firm’s Form ADV. Read the guides:

Current Employers

Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-15

TX RA
APPROVED_RES

Since 2024-10-15

Branch Locations

North Bend, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Kirkland	WA	08/2015	08/2024
Invesco	Atlanta	GA	10/2024	Present
Unemployed	North Bend	WA	09/2024	09/2024

08/2015 → 08/2024

Morgan Stanley Smith Barney Llc

Kirkland, WA
10/2024 → Present

Invesco

Atlanta, GA
09/2024 → 09/2024

Unemployed

North Bend, WA

Previous Registrations

2022-03-30 → 2024-08-28

Morgan Stanley

Bellevue, WA

San Francisco, CA

Kirkland, WA

Seattle, WA

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-29
S63	Uniform Securities Agent State Law Examination	2008-02-16

S65 Uniform Investment Adviser Law Examination

2022-03-29
S63 Uniform Securities Agent State Law Examination

2008-02-16

Other Names

Carl King
Carl D King

View on SEC IAPD