Christopher Michael Obrien

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-10-08
ME	RA	APPROVED	2022-09-13
DC	RA	APPROVED	2022-08-29
RI	RA	APPROVED	2019-05-16
FL	RA	APPROVED	2019-05-13

NH RA
APPROVED

Since 2025-10-08
ME RA
APPROVED

Since 2022-09-13
DC RA
APPROVED

Since 2022-08-29
RI RA
APPROVED

Since 2019-05-16
FL RA
APPROVED

Since 2019-05-13

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

111A Route 137 Mailstop: Ma285, Harwich, MA 02645-2153 • United States

20 Rt 6A Ste A Mail Stop: Ma-284, Orleans, MA 02653 • United States

1116 Main Route 28 Ms: Ma649, So Yarmouth, MA 02664 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Hyannis	MA	03/2016	04/2019
New York Life Insurance Company	Hyannis	MA	09/2014	04/2019
Eagle Strategies Llc	Hyannis	MA	07/2016	04/2019
Citizens Securities Inc.	Sandwich	MA	04/2019	08/2021
Citizens Bank	Sandwich	MA	04/2019	08/2021
Citizens Securities, Inc.	S Yarmouth	MA	08/2021	Present

03/2016 → 04/2019

Nylife Securities Llc

Hyannis, MA
09/2014 → 04/2019

New York Life Insurance Company

Hyannis, MA
07/2016 → 04/2019

Eagle Strategies Llc

Hyannis, MA
04/2019 → 08/2021

Citizens Securities Inc.

Sandwich, MA
04/2019 → 08/2021

Citizens Bank

Sandwich, MA
08/2021 → Present

Citizens Securities, Inc.

S Yarmouth, MA

Previous Registrations

2016-07-12 → 2019-05-06

Eagle Strategies Llc

Hyannis, MA
2013-12-23 → 2014-09-05

Santander Securities Llc

Worcester, MA

South Dennis, MA

Chatham, MA

Orleans, MA

South Yarmouth, MA

Framingham, MA

Pocasset, MA

Lexington, MA

Hyannis, MA

Hyannis, MA

Mashpee, MA
2013-11-06 → 2013-12-10

Eagle Strategies Llc

Hyannis, MA
2007-03-26 → 2007-04-10

Edward Jones

St Louis, MO

Other Businesses

1) Rotary Club of Bourne-Sandwich - Treasurer; responsible for bookkeeping. 20 hours/month; Start date: 07/2022 2) Blue Shutters Condominium Association - President - Non Profit -8 hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-08

S66 Uniform Combined State Law Examination

2007-03-08

Other Names

Christopher M O'BRien

View on SEC IAPD