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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

2010 Crow Canyon Place, Suite 100, Office 310, San Ramon, CA 94583 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

39899 Balentine Drive, Suite 200, Newark, CA 94560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Leandro CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Leandro CA 11/2016 04/2021
Lpl Financial, Llc Newark CA 05/2021 Present
Mariner Independent Advisor Network, Llc Newark CA 05/2021 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Leandro, CA
  • 11/2016 → 04/2021
    San Leandro, CA
  • 05/2021 → Present
    Lpl Financial, Llc
    Newark, CA
  • 05/2021 → 07/2026
    Mariner Independent Advisor Network, Llc
    Newark, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2021-05-26 → 2026-06-26
    Newark, CA
    San Ramon, CA
  • 2011-01-03 → 2021-06-02
    San Leandro, CA
    Hayward, CA
    Union City, CA
    Walnut Creek, CA
    Fremont, CA
  • 2010-09-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Union City, CA
    San Leandro, CA
    Hayward, CA
  • 2010-03-02 → 2010-09-22
    Bancwest Investment Services, Inc.
    Hayward, CA
    Fremont, CA
    Castro Valley, CA
    Fremont, CA
    San Lorenzo, CA
    San Leandro, CA
    Union City, CA
    Union City, CA
Other Businesses

1) 2021 - DBA for LPL Business (entity for LPL business) - Humanity Wealth Advisors - Investment Related - Newark, CA 94560 2) 2021 - Non-Variable Insurance - Harry Sherdil - Investment Related - Newark, CA 94560 3) 12/01/2022 - Humanity Wealth Advisors - Investment Related - At Reported Business Location(s) - Other - Living Trust , Estate planning documents. - Start Date - 10/03/2022 - 20 Hours Per Month/0 Hours During Securities Trading 4) 07/28/2023 - Business Owner - Not Investment Related - San Ramon, CA - Start Date 07/27/2023 - 4 hours per month/ 0 hours during trading 5) 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading -I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-01
S63 Uniform Securities Agent State Law Examination 2000-02-10
  • S65 Uniform Investment Adviser Law Examination
    2010-03-01
  • S63 Uniform Securities Agent State Law Examination
    2000-02-10
Other Names
  • Harry Harpreet Singh
  • Harry Harpreet Singh

View on SEC IAPD

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