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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-03-22 |
| TX | RA | APPROVED_RES | 2018-08-19 |
Branch Locations
1230 Rosecrans Avenue Ste 300, Manhattan Beach, CA 90266 • United States
2322 E Kimberly Rd. Suite 130S, Davenport, IA 52807 • United States
205 N Michigan Ave Ste 810, Chicago, IL 60601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Manhattan Beach | CA | 02/2015 | Present |
1. 02/20/2015 - WENDELL CHARLES FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% - MANHATTAN BEACH, CA 2. 05/21/2019 - Wendell Charles - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:01/15/2011 - 60 hrs/mo - 32 hrs during trading. 3. 12/13/2021 - Wendell Charles Insurance Associates - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 11/19/2021 - 10 Hours Per Month/0 Hours During Securities Trading - CEO and insurance agent. 4. 04/24/2023 - Wendell Charles Insurance Group - Investment Related - At Reported Business Location(s) - Property and Casualty - Insurance Agent - Start Date 04/17/2023 - 10 Hours Per Month/10 Hours During Securities Trading 5. 07/14/2023 - Wendell Charles Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/11/2023 - 200 Hours Per Month/ 160 Hours During Trading 6. 08/10/2023 - Wendell Charles Ventures - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - CEO/ Owner - Start Date 08/02/2023 - 160 Hours Per Month/ 80 Hours During Trading 7. 08/29/2023 - Wendell Charles Entertainment - Social Media/Podcast - CEO/ Owner - Not Investment Related - At Reported Business Location(s) - Start Date 08/02/2023 - 50 Hours Per Month/ 10 Hours During Trading 8. 10/24/2023 - Wendell Charles Tax, LLC - Tax Prep/Accounting/CPA - Owner - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 20 Hours Per Month/ 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-26 |
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