Evan Davis Kirkpatrick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Lpl Financial
  Manhattan Beach, CA

Previous Registrations

• 2012-07-02 → 2015-03-03
  First Allied Advisory Services, Inc.
  Manhattan Beach, CA
• 2011-03-07 → 2012-07-02
  First Allied Securities, Inc.
  Bellevue, WA
  Kirkland, WA
  Manhattan Beach, CA
• 2007-09-25 → 2011-02-16
  Kestra Investment Services, Llc
  Snohomish, WA
• 2007-07-16 → 2007-09-20
  Equitable Advisors, Llc
  Bellevue, WA

Other Businesses

1. 02/20/2015 - WENDELL CHARLES FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% - MANHATTAN BEACH, CA 2. 05/21/2019 - Wendell Charles - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:01/15/2011 - 60 hrs/mo - 32 hrs during trading. 3. 12/13/2021 - Wendell Charles Insurance Associates - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 11/19/2021 - 10 Hours Per Month/0 Hours During Securities Trading - CEO and insurance agent. 4. 04/24/2023 - Wendell Charles Insurance Group - Investment Related - At Reported Business Location(s) - Property and Casualty - Insurance Agent - Start Date 04/17/2023 - 10 Hours Per Month/10 Hours During Securities Trading 5. 07/14/2023 - Wendell Charles Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/11/2023 - 200 Hours Per Month/ 160 Hours During Trading 6. 08/10/2023 - Wendell Charles Ventures - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - CEO/ Owner - Start Date 08/02/2023 - 160 Hours Per Month/ 80 Hours During Trading 7. 08/29/2023 - Wendell Charles Entertainment - Social Media/Podcast - CEO/ Owner - Not Investment Related - At Reported Business Location(s) - Start Date 08/02/2023 - 50 Hours Per Month/ 10 Hours During Trading 8. 10/24/2023 - Wendell Charles Tax, LLC - Tax Prep/Accounting/CPA - Owner - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 20 Hours Per Month/ 10 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-06-26

Other Names

• Evan Davis Kirkpatrick