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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-01-17 |
| KS | RA | APPROVED | 2023-01-05 |
| GA | RA | APPROVED | 2021-09-10 |
| CA | RA | APPROVED | 2021-08-20 |
| DC | RA | APPROVED | 2020-10-14 |
| MI | RA | APPROVED | 2016-07-20 |
| MN | RA | APPROVED | 2016-04-15 |
| IA | RA | APPROVED | 2007-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Pella | IA | 02/2007 | Present |
| Guardian Life Insurance Company Ofamerica | Pella | IA | 01/2007 | Present |
1. Selling Health Insurance -Group Benefits Limited-Work with Group Benefits Limited to provide health insurance for clients, Start: 2/1/2009, Address: 12006 Ridgemont Dr. Urbandale, IA 50323, 1 bus hr per month, Investment related, 2. Insurance other than Guardian-Penn Mutual, Start: 05/21/2015, Address: 600 Dresher Road,Horsham, PA 19044, 3 bus hrs per month, Investment related, 3. Downtown Properties of Pella-Own real estate office, Start: 10/22/2015, Address: 711 Main St Pella, IA 50219, 1 non bus hr per month, Investment related, 4. Rental Property - KV IA Woodlands Investments LLC-Part Owner, Start: 03/01/2018, Address: 1101 Woodland, Knoxville, IA, 1 bus hr per month, Investment related, 5) Power of Attorney for spouse, Start: 11/30/2018, Address: 1885 Harbor Hill Dr., Pella, IA 50219, .1 hour per month .1 hours during securities trading hours, Not investment related, 6) Rental Property - Van Mor LLC, Start: 03/31/2021, Address: 3620 150th Ave Ottumwa, IA 52501, Less than 1 total hour per month, 0 hours during securities trading hours, Investment related, Less than 10% annual compensation, 7) Matthew Van Maanen LLC- Rental Property, Start: 09/15/2022, Address: 1885 Harbor Hill Dr Pella, IA 50219, Less than 1 total hour per month, 0 hours during securities trading hours, Investment related, Less than 10% annual compensation, 8) Van Maanen Family LLC - Rental Property, Start: 09/15/2022, Address: 711 Main St Pella, IA 50219, Less than 1 total hour per month, 0 hours during securities trading hours, Investment related, No annual compensation, 9) Highpoint Apartments, LLC, Start Date: 3/7/2023, Address: 340 E. 13th Street, Pella, IA 50219, 0 total hours per month; 0 during securities trading hours, Investment Related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-05 |
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