Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-06-14
MA RA APPROVED 2019-06-12
  • FL RA
    APPROVED
    Since 2019-06-14
  • MA RA
    APPROVED
    Since 2019-06-12

Branch Locations

7 Middle Street, Plymouth, MA 02360 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gage Wiley Plymouth MA 02/2012 06/2019
Raymond James Financial Services, Inc Plymouth MA 06/2019 Present
Raymond James Financial Services Advisors, Inc Plymouth MA 06/2019 Present
Sea 5 Ventures Llc Plymouth MA 11/1999 Present
  • 02/2012 → 06/2019
    Gage Wiley
    Plymouth, MA
  • 06/2019 → Present
    Raymond James Financial Services, Inc
    Plymouth, MA
  • 06/2019 → Present
    Plymouth, MA
  • 11/1999 → Present
    Sea 5 Ventures Llc
    Plymouth, MA
Previous Registrations
  • 2019-04-08 → 2019-06-06
    New England Capital
    Northampton, MA
  • 2012-06-22 → 2018-12-31
    New England Capital
    Plymouth, MA
    Northampton, MA
  • 2007-03-26 → 2012-02-03
    St Louis, MO
    Plymouth, MA
Other Businesses

(1) Name of Business: Chandlerfinancial Inc. Address: 7 Middle St, Plymouth, MA, 02360, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/05/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of the corporation as a support company to get paid by Raymond James (2) Name of Business: Chapman and cardwell capital management Address: 7 Middle St, Plymouth, MA, 02360, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 06/05/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3) Name of Business: Sea5 Ventures LLC Address: 35 Main St, Plymouth, MA, 02360, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Other Investment Related: Yes Start Date: 10/10/1999 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm a member in a real estate LLC that owns the building where my office is located.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-08
  • S66 Uniform Combined State Law Examination
    2007-03-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Plymouth, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor