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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-06-14 |
| MA | RA | APPROVED | 2019-06-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gage Wiley | Plymouth | MA | 02/2012 | 06/2019 |
| Raymond James Financial Services, Inc | Plymouth | MA | 06/2019 | Present |
| Raymond James Financial Services Advisors, Inc | Plymouth | MA | 06/2019 | Present |
| Sea 5 Ventures Llc | Plymouth | MA | 11/1999 | Present |
(1) Name of Business: Chandlerfinancial Inc. Address: 7 Middle St, Plymouth, MA, 02360, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/05/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of the corporation as a support company to get paid by Raymond James (2) Name of Business: Chapman and cardwell capital management Address: 7 Middle St, Plymouth, MA, 02360, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 06/05/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3) Name of Business: Sea5 Ventures LLC Address: 35 Main St, Plymouth, MA, 02360, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Other Investment Related: Yes Start Date: 10/10/1999 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm a member in a real estate LLC that owns the building where my office is located.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-08 |
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