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Sierra Elizabeth Futch

LPl Financial LLC

Missoula, MT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2021-07-21
  • MT RA
    APPROVED
    Since 2021-07-21

Branch Locations

1210 West Kent Ave. Ste 201, Missoula, MT 59801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Missoula MT 04/2013 07/2021
Various Insurance Carriers For W & R Insurance Agencies Huson MT 10/2013 07/2021
Gregory Schmautz Missoula MT 12/2013 07/2021
Greg Schmautz Llc Missoula MT 12/2014 07/2021
Lpl Financial, Llc Missoula MT 07/2021 Present
  • 04/2013 → 07/2021
    Waddell & Reed, Inc
    Missoula, MT
  • 10/2013 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Huson, MT
  • 12/2013 → 07/2021
    Gregory Schmautz
    Missoula, MT
  • 12/2014 → 07/2021
    Greg Schmautz Llc
    Missoula, MT
  • 07/2021 → Present
    Lpl Financial, Llc
    Missoula, MT
Previous Registrations
  • 2013-12-04 → 2021-07-21
    Waddell & Reed
    Great Falls, MT
    Missoula, MT
    Billings, MT
    Seattle, WA
    Missoula, MT
Other Businesses

1. 9/13/2021 - WRI Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-03
  • S66 Uniform Combined State Law Examination
    2013-12-03
Other Names
  • Sierra Elizabeth Fazzina
  • Sierra Elizabeth Martin

View on SEC IAPD

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Other Offices

EDWARD JONES · Missoula, MT
AMERIPRISE FINANCIAL SERVICES, LLC · Missoula, MT
BANKERS LIFE ADVISORY SERVICES, INC. · Missoula, MT
AMERIPRISE FINANCIAL SERVICES, LLC · MISSOULA, MT
EDWARD JONES · MISSOULA, MT
WELLS FARGO CLEARING SERVICES, LLC · MISSOULA, MT
VALIC FINANCIAL ADVISORS, INC. · MISSOULA, MT
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Missoula, MT

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