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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-24 |
| TX | RA | APPROVED | 2026-07-07 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Investment Management | Phoenix | AZ | 12/2012 | 11/2018 |
| Universal Wealth Management Llc | Surprise | AZ | 01/2026 | Present |
| Lincoln Financial Group | Phoenix | AZ | 01/2019 | 11/2019 |
| Three Sons Realty Llc | Surprise | AZ | 09/2021 | Present |
| Universal Wealth | Surprise | AZ | 10/2024 | Present |
| Unemployed | Surprise | AZ | 01/2020 | 09/2021 |
| Global View Capital Advisors, Llc | Waukesha | WI | 06/2026 | Present |
| Global View Capital Managment Llc | Waukesha | WI | 07/2026 | Present |
[1] ELITE FINANCIAL FREEDOM; YES, INVESTMENT RELATED; ADDRESS: 6160 WARREN PARKWAY, SUITE 100, FRISCO, TX 75034; NATURE: INSURANCE: POSITION: INSURANCE AGENT; STARTED: 05.22.2026; APPROX. ZERO HOURS DURING TRADING HOURS; APPROX. 10 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET AND ESTABLISH LIFE INSRUANCE AND ANNUITIES FOR CLIENTS AND SERVICE CLIENT ACCOUNTS. [2] THREE SONS FINANCIAL LLC; YES, INVESTMENT RELATED; ADDRESS: 15430 W SURREY DRIVE, SURPRISE, AZ 85379; NATURE: FINANCIAL SERVICES; POSITION: FOUNDER AND MANAGING MEMBER; STARTED: 09.04.2025; APPROX. 4 HRS/MO DURING TRADING HOURS; APPROX. 1 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: THIS BUSINESS ENTITY WAS CREATED TO BRAND MYSELF AND A NAME FOR MY SOCIAL MEDIA PAGES OF MY WEBSITE. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC (GVCA), AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC (GVCM); YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 06.23.2026; APPROX. 20 ADVISORY HRS/MONTH; APPROX. 10 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC (GVCI) INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. Mr. HORST IS NOT AFFILIATED WITH GVCI AS AN INSURANCE AGENT. [4] JAR INSURANCE; NOT INVESTMENT RELATED; ADDRESS: 17215 STUDEBAKER ROAD, SUITE 390, CERRITOS, CA 90703; NATURE: INSURANCE; POSITION: MEDICARE INSURANCE AGENT/ASSOCIATE; STARTED: 07.06.2026; APPROX. 10 HRS/MO DURING TRADING HOURS; APPROX. 10 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: PROSPECT, EDUCATE AND ASSIST PEOPLE WITH SETTING UP MEDICARE, REVIIEW THEIR PLANS AND MAKE CHANGES IF NECESSARY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-02 |
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