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Silveria Sanchez Hufstedler

LPl Financial LLC

Murphy, TX

CRD 5272009

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-14
  • TX RA
    APPROVED
    Since 2012-06-14

Branch Locations

Murphy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Plano TX 06/2012 Present
Previous Registrations
  • 2007-05-15 → 2012-06-19
    St Louis, MO
    Murphy, TX
Other Businesses

1. 11/14/2012: DBA ONLY - JOURNEY WEALTH MANAGEMENT, LLC - RICHARDSON, TX 2. 05/20/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:02/15/2019 - 1 hr/mo - 0 hrs during trading. 3. 8/3/2020 - American Group Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 11/11/2019 - 2 Hours Per Month/1 Hour During Securities Trading - Offer Medicare Supplemental coverage to clients once they sign up for Parts A & B with Medicare.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-01
  • S66 Uniform Combined State Law Examination
    2007-05-01
Other Names
  • Silveria Sanchez
  • Silveria Sanchez Flores

View on SEC IAPD

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