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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Plano | TX | 06/2012 | Present |
1. 11/14/2012: DBA ONLY - JOURNEY WEALTH MANAGEMENT, LLC - RICHARDSON, TX 2. 05/20/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:02/15/2019 - 1 hr/mo - 0 hrs during trading. 3. 8/3/2020 - American Group Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 11/11/2019 - 2 Hours Per Month/1 Hour During Securities Trading - Offer Medicare Supplemental coverage to clients once they sign up for Parts A & B with Medicare.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-01 |
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