Fausto Steve Lopez

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 07/2009 → 04/2022
  Bank Of America, N.A.
  Houston, TX
• 04/2022 → 05/2023
  J.P. Morgan Securities Llc
  Sugar Land, TX
• 04/2022 → 05/2023
  Jpmorgan Chase Bank, N.A.
  Sugar Land, TX
• 09/2023 → 07/2025
  Tiaa
  Houston, TX
• 09/2023 → 07/2025
  Tiaa-Cref Individual & Institutional Services, Llc
  Houston, TX
• 06/2023 → 08/2023
  Unemployed
  Houston, TX
• 08/2025 → Present
  Morgan Stanley
  Houston, TX

Previous Registrations

• 2023-09-25 → 2025-07-07
  Tiaa-Cref Individual & Institutional Services, Llc
  Houston, TX
  Houston, TX
• 2022-04-06 → 2023-05-23
  J.P. Morgan Securities Llc
  Rosenberg, TX
  Sugar Land, TX
• 2018-04-23 → 2022-04-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, TX
  Houston, TX
  Pearland, TX
  Pasadena, TX
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2018-04-20

Other Names

• Fausto Lopez
• Fausto Steve Lopez
• Fausto S Lopez