Paul M Hess

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 11/2021
  J.P. Morgan Securities Llc
  Palm Beach, FL
• 07/2013 → 11/2021
  Jpmorgan Chase Bank Na
  Palm Beach, FL
• 11/2021 → 03/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach, FL
• 11/2021 → 03/2025
  Bank Of America, N.A.
  Palm Beach, FL
• 03/2025 → Present
  Raymond James & Associates
  Boca Raton, FL

Previous Registrations

• 2021-11-22 → 2025-01-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach, FL
  Delray Beach, FL

Other Businesses

Entity Name: Hess Family Trust, Hess Marital Trust Investment related: Yes Address: 740 Atlantic Highlands, NJ Nature of the other business: Family trusts Position/Title/Relationship: Trustee Start Date: 05-Jul-2017 Approximate # of hours a month: 10hrs a month Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Fiduciary responsibilities. Make sure family assets are preserved and distributed according to trust documents. Make sure tax and administrative obligations of trusts are met.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-17
• S63 Uniform Securities Agent State Law Examination
  2013-08-30

Other Names

• Paul Mitchell Hess