Rami Sassoon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 02/2023
  Cetera Advisors Llc
  Denver, CO
• 11/2017 → 02/2024
  Legal Shield / Id Shield
  New York, NY
• 12/2018 → 02/2024
  Bright Futures Wealth Management, Llc
  Pittsford, NY
• 02/2024 → Present
  Lpl Financial Llc
  Flushing, NY

Previous Registrations

• 2015-05-05 → 2024-03-12
  Cetera Advisors Llc
  New York, NY
• 2012-10-01 → 2015-05-12
  J.P. Morgan Securities Llc
  New York, NY
• 2011-06-14 → 2012-10-01
  Chase Investment Services Corp.
  New York, NY
  New York, NY

Other Businesses

1) 11/22/2023 - Notary - NY 11367 - Investment related - 1 Hour per month - Start date: 11/03/2004. 2) 11/22/2023 - Rami Sassoon - Non-Variable Insurance Property & Casualty - Regular life insurance broker - NY 11367 - Investment related - 5 Hours per month - Start date: 11/03/2004.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-08-29
• S66 Uniform Combined State Law Examination
  2007-03-13

Other Names

• Rami Sela
• Ram Sassen