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Inactive

Carly Lauren Oishi

Mariner

Chicago, IL

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-03-29
  • IL RA
    APPROVED
    Since 2023-03-29

Branch Locations

222 Merchandise Mart Plaza, Ste. 212, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spring Chicago IL 06/2022 03/2023
Per Scholas New York City NY 07/2021 Present
Jcfs Chicago IL 02/2021 07/2021
Ladder Up Chicago IL 06/2016 01/2021
Mariner Wealth Advisors Overland Park KS 03/2023 02/2024
Mariner Wealth Advisors Overland Park KS 02/2024 Present
  • 06/2022 → 03/2023
    Spring
    Chicago, IL
  • 07/2021 → Present
    Per Scholas
    New York City, NY
  • 02/2021 → 07/2021
    Jcfs
    Chicago, IL
  • 06/2016 → 01/2021
    Ladder Up
    Chicago, IL
  • 03/2023 → 02/2024
    Mariner Wealth Advisors
    Overland Park, KS
  • 02/2024 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
  • 2022-06-08 → 2023-03-30
    Spring
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-26
  • S65 Uniform Investment Adviser Law Examination
    2022-05-26

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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